Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Pellitteri is an investment advisor representative with RBC Capital Markets, LLC in Red Bank, NJ. Joseph has over 50 years of experience in the financial services industry. Previously, Joseph was employed by MORGAN STANLEY, MORGAN STANLEY & CO. INCORPORATED, WACHOVIA SECURITIES, LLC, FIRST UNION CAPITAL MARKETS CORP., PRUDENTIAL SECURITIES INCORPORATED, DEAN WITTER REYNOLDS INC., SHEARSON LEHMAN HUTTON INC. and E. F. HUTTON & COMPANY INC. Joseph holds a Series 63, 65, 7TO, SIE, 5, PC and 1 licenses. Joseph has been registered as a securities broker since 1968 and as an investment advisor since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/02/2015 - Present
RBC Capital Markets, LLC (RED BANK NJ)
NJ
06/01/2009 - 03/11/2015
MORGAN STANLEY (RED BANK NJ)
NJ
07/27/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NJ
10/01/1999 - 07/31/2007
WACHOVIA SECURITIES, LLC (RED BANK NJ)
NC
07/12/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
08/07/1995 - 07/08/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/22/1988 - 08/02/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/15/1988 - 05/05/1988
SHEARSON LEHMAN HUTTON INC.
NA
08/14/1968 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 05/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/1980
Series 24 - General Securities Principal Examination
BC
Issued 09/09/1978
Series 4 - Registered Options Principal Examination
BC
Issued 04/23/1974
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 08/09/1968
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Pellitteri is the right advisor for you? Invested Better is here to help.
