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Joseph Anthony Pellitteri

Nomura Securities International, Inc.

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About Joseph Anthony Pellitteri

Joseph Anthony Pellitteri is an active registered representative with Nomura Securities International, Inc.. Joseph has been in the industry since 2003. Joseph is registered in 52 states and holds several licenses, including Series 7, Series 57, and Series 79. Joseph also holds a Series 63 license. Prior to Nomura Securities International, Inc., Joseph worked at DEUTSCHE BANK SECURITIES INC., DRESDNER KLEINWORT WASSERSTEIN, INC., and BZW SECURITIES INC..

Firm Information

Joseph Pellitteri is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Joseph Pellitteri’s Registration & Firm History

NY

11/25/2013 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

10/20/2006 - 06/18/2012

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

02/26/2001 - 10/03/2002

DRESDNER KLEINWORT WASSERSTEIN, INC. (NEW YORK NY)

NY

01/23/1998 - 02/23/2001

DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)

NY

11/26/1997 - 02/16/1998

BZW SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/02/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Anthony Pellitteri.
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