Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Pellegrini is a financial professional with over 30 years of experience in the industry. Joseph is currently registered with Robert W. Baird & Co. Inc. Prior to joining Robert W. Baird & Co. Inc., Joseph has held positions at Wachovia Capital Markets, LLC, Wachovia Securities, LLC, Lehman Brothers Inc., FleetBoston Robertson Stephens Inc., BancAmerica Robertson Stephens, and Robertson, Stephens & Company LLC. Joseph is a Series 7, Series 63 and SIE licensed professional. Joseph specializes in providing financial services to individuals, high-net-worth individuals, corporations or other businesses, investment companies, charitable organizations, pension and profit sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
10/23/2008 - Present
Robert W. Baird & Co. Inc. (CHARLOTTE NC)
NC
07/01/2003 - 07/14/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
02/28/2003 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/03/2000 - 12/19/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
09/01/1998 - 06/14/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
08/18/1993 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
NA
05/16/1991 - 10/18/1993
CROSS CAPITAL CORPORATION
BC
Issued 07/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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