Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Parisi is a registered representative with MML Investors Services, LLC, working from the office located in East Hills, NY. Joseph has been in the financial industry since 1978 and has worked with various financial institutions. The advisor has experience working as a registered representative with firms like MSI Financial Services, Inc., New England Securities, W. S. Griffith & Co., Inc., Phoenix Equity Planning Corporation, and Metropolitan Life Insurance Company. Joseph holds multiple licenses and certifications, including Series 63, 6TO, 7, 1, and SIE exams. The advisor is currently licensed in multiple states, including Alabama, California, Connecticut, Florida, Georgia, Illinois, New Jersey, New York, North Carolina, Pennsylvania, and South Carolina. As a registered representative, Joseph provides investment advice to various clients, including individuals, corporations, trusts, and pension plans. In addition to his work with MML Investors Services, Joseph is also a licensed insurance broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (EAST HILLS NY)
NY
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (EAST HILLS NY)
NY
06/08/2004 - 01/02/2015
NEW ENGLAND SECURITIES (ROSLYN NY)
CT
11/12/1996 - 06/09/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NA
10/08/1996 - 10/30/1996
W. S. GRIFFITH & CO., INC.
CT
06/07/1993 - 10/08/1996
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
03/31/1981 - 06/07/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NA
12/21/1977 - 04/23/1981
METROPOLITAN LIFE INSURANCE COMPANY
BC
Issued 03/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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