Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Pandolfo is a financial professional with over 18 years of experience in the financial services industry. Joseph is currently registered with LPL Financial LLC in Montvale, New Jersey. Prior to joining LPL Financial LLC, Joseph was employed with RBC Capital Markets, LLC, Barclays Capital Inc., AXA Advisors, LLC, and Hennion & Walsh, Inc. Joseph holds the Series 63, Series 7 and SIE licenses. He is a registered representative in both New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
01/07/2022 - Present
LPL Financial LLC (MONTVALE NJ)
NY
09/11/2013 - 01/20/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/18/2006 - 09/23/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/26/2005 - 11/28/2006
AXA ADVISORS, LLC (NEW YORK NY)
NJ
08/19/2004 - 09/13/2004
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 03/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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