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Joseph Anthony Nathan

AZA Capital Management

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About Joseph Anthony Nathan

Joseph Anthony Nathan is an investment advisor representative with Aza Capital Management. Joseph Nathan has been in the securities industry for over 15 years, with previous experience at Michigan Securities, Inc. and River Capital Markets, LLC. Joseph Nathan holds the Series 7, Series 10, Series 9, Series 24, and Series 65 licenses. Joseph Anthony Nathan's primary focus is on providing investment advice to high-net-worth individuals, corporations, and pension and profit-sharing plans.

Firm Information

Joseph Nathan is currently registered with AZA Capital Management. AZA Capital Management is a Chicago, Illinois-based investment advisor with approximately $313,786,800 in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations.
AZA Capital Management

141 W JACKSON BLVD

CHICAGO, IL 60604

$313.79M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Nathan’s Registration & Firm History

NA

01/06/2024 - Present

AZA Capital Management ( )

MI

02/23/2010 - 07/14/2011

MICHIGAN SECURITIES, INC. (TROY MI)

MI

01/31/2007 - 03/07/2008

RIVER CAPITAL MARKETS, LLC (BLOOMFIELD HILLS MI)

MI

09/22/2006 - 11/01/2006

LEONARD & COMPANY (TROY MI)

CA

07/14/2005 - 05/22/2006

RAYMOND JAMES FINANCIAL SERVICES, INC. (PALM DESERT CA)

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Licenses & Designations

IA

Issued 06/02/2010

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 08/03/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/17/2007

Series 24 - General Securities Principal Examination

BC

Issued 03/24/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/28/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/13/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Joseph Anthony Nathan.
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