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Joseph Anthony Nappi

Peak American Investment Advisors, Inc.

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About Joseph Anthony Nappi

Joseph Nappi is an investment advisor representative currently registered with Peak American Investment Advisors, Inc. Joseph Nappi is also licensed as an investment adviser. Joseph has been in the industry for over 7 years. Prior to joining Peak American Investment Advisors, Inc., Joseph worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Joseph is Series 63, Series 65, Series 7 and SIE licensed.

Firm Information

Joseph Nappi is currently registered with Peak American Investment Advisors, Inc.. Peak American Investment Advisors, Inc. is a registered investment advisor with approximately $66.43 million in regulatory assets under management. The firm provides financial planning and portfolio management services for individuals and other investment advisors. They have 442 client accounts, with 289 individuals other than high-net-worth individuals and 153 high-net-worth individuals.

$66.43M

Assets Under Management

1

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Nappi’s Registration & Firm History

TX

07/16/2024 - Present

Peak American Investment Advisors, Inc. (PLANO TX)

TX

07/02/2022 - 06/18/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHLAKE TX)

NY

08/06/2018 - 05/18/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/15/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/08/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Joseph Anthony Nappi.
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