Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Monteleone is a financial professional with over 29 years of experience in the industry. Joseph is currently registered with LPL Financial LLC and is located in Batavia, NY. Prior to joining LPL Financial, Joseph worked for Invest Financial Corporation and The FI Group, Inc. Joseph holds Series 6, 7, and SIE licenses. Joseph specializes in providing a wide range of financial services including financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2024 - Present
LPL Financial LLC (BATAVIA NY)
NY
03/05/2014 - 08/02/2023
LPL FINANCIAL LLC (WARSAW NY)
NY
03/10/2006 - 03/06/2014
INVEST FINANCIAL CORPORATION (AVON NY)
NY
02/05/2000 - 02/08/2006
THE FI GROUP, INC. (WARSAW NY)
WI
12/12/1994 - 03/23/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NJ
06/17/1993 - 11/08/1994
COPELAND EQUITIES, INC. (SOMERSET NJ)
BC
Issued 06/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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