Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Monaco is a financial advisor currently registered with Oppenheimer & Co. Inc. Joseph has over 38 years of experience in the financial services industry. He previously held positions at Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC, Morgan Stanley DW Inc., Salomon Smith Barney Inc., Lehman Brothers Inc., Kidder, Peabody & Co. Incorporated, Fahnestock & Co., Inc., Fahnestock International Inc., Kuhns Brothers & Laidlaw, Inc., A. G. Edwards & Sons, Inc., Laidlaw Adams & Peck Inc., and The Stuart-James Company, Inc.. Joseph provides financial planning, portfolio management, and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/10/2023 - Present
Oppenheimer & Co. Inc. (MELVILLE NY)
NY
06/25/2014 - 06/30/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GARDEN CITY NY)
NY
01/10/2005 - 06/26/2014
WELLS FARGO ADVISORS, LLC (WOODBURY NY)
NY
08/23/1999 - 01/12/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/31/1993 - 09/01/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/26/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/10/1989 - 08/12/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
04/12/1988 - 05/22/1989
FAHNESTOCK & CO., INC.
NY
01/29/1988 - 05/22/1989
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
04/01/1988 - 04/12/1988
FAHNESTOCK INTERNATIONAL INC.
NA
09/29/1987 - 01/29/1988
KUHNS BROTHERS & LAIDLAW, INC.
NA
08/25/1986 - 09/30/1987
A. G. EDWARDS & SONS, INC.
NA
05/09/1986 - 09/09/1986
LAIDLAW ADAMS & PECK INC.
NA
11/19/1985 - 05/07/1986
THE STUART-JAMES COMPANY, INC.
BC
Issued 12/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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