Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Miceli is a financial professional with over 30 years of experience in the industry. Joseph is currently registered with Tradeweb Direct LLC in Jersey City, NJ. Prior to joining Tradeweb Direct LLC, Joseph was employed by DEALERWEB INC. and Rafferty Capital Markets, LLC. Joseph holds a Series 7, 6, 52, 53, and SIE license, as well as a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/05/2019 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
NJ
10/11/2011 - 09/16/2019
DEALERWEB INC. (Jersey City NJ)
NY
03/11/2004 - 10/10/2011
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/18/1993 - 04/30/2004
J.J. KENNY DRAKE, INC. (NEW YORK NY)
NA
01/20/1988 - 08/20/1988
FIRST INVESTORS CORPORATION
BC
Issued 12/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1993
Series 52 - Municipal Securities Representative Examination
BC
Issued 12/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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