Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Mangano is a registered representative and investment advisor representative with Santander Securities LLC. Joseph has been in the securities industry since November 5, 2000 and has experience in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Joseph has held several positions at various firms over the years, including HSBC Securities (USA) Inc., Essex National Securities, Inc., IFMG Securities, Inc., PRUCO Securities, LLC., S. B. Cantor & Co., Inc., LCP Capital Corp., GKN Securities Corp., Bluestone Capital Partners, L.P., and Joseph Stevens & Company, Inc. Joseph is currently registered with the states of California, Delaware, Florida, New Jersey, New York, Pennsylvania, and Texas. Joseph is also a registered principal with Santander Securities LLC and has held Series 7, 9, 10, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
11/07/2017 - Present
Santander Securities LLC (South Amboy NJ)
NY
03/13/2006 - 08/31/2015
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
CA
09/26/2005 - 03/03/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
01/23/2004 - 09/12/2005
IFMG SECURITIES, INC. (PURCHASE NY)
NJ
01/08/2002 - 02/09/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
09/26/2001 - 01/09/2002
S. B. CANTOR & CO., INC. (NEW YORK NY)
NY
05/13/1999 - 10/26/1999
LCP CAPITAL CORP. (STATEN ISLAND NY)
NY
04/09/1997 - 06/09/1997
GKN SECURITIES CORP. (NEW YORK NY)
NY
03/19/1997 - 04/23/1997
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
10/09/1996 - 01/14/1997
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
BOTH
Issued 02/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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