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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Lopardi is an investment advisor representative with Fifth Third Securities, Inc. Joseph Anthony Lopardi has been in the industry since May 2002. Joseph Anthony Lopardi is licensed to provide investment advice in 17 states including North Carolina, Florida, Georgia, Kentucky, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, Alabama, California, West Virginia, and Massachusetts. Joseph Anthony Lopardi is registered with the Financial Industry Regulatory Authority (FINRA) and has been registered with FINRA since May 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
05/07/2015 - Present
Fifth Third Securities, Inc. (HUNTERSVILLE NC)
NC
10/24/2007 - 05/06/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
12/02/2005 - 08/22/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTERSVILLE NC)
MN
04/25/2003 - 06/21/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/25/2003 - 06/21/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
08/05/2002 - 02/03/2003
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
GA
11/12/2001 - 08/05/2002
FSC SECURITIES CORPORATION (ATLANTA GA)
BOTH
Issued 5/2/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/1/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/1/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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