Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Lombardo is an investment banking professional with over a decade of experience. Joseph began his career at Morgan Stanley and has held positions at J.P. Morgan Securities LLC and Morgan Stanley Smith Barney. Joseph is currently a registered representative with Houlihan Lokey Capital, Inc. Joseph is licensed in Florida and holds FINRA Series 7, 79, 63, and 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/16/2020 - Present
Houlihan Lokey Capital, Inc. (MIAMI FL)
NY
08/28/2012 - 05/23/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/01/2009 - 02/09/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/13/2007 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 05/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/27/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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