Unclaimed
Joseph Anthony john Leo is a financial professional with over 20 years of experience in the securities industry. Joseph holds Series 7, 55, 63, and SIE licenses and has been registered in Florida, New Jersey, and New York. Joseph is currently employed with Velocity Clearing, LLC in Boca Raton, Florida. Prior to this, Joseph worked with TOR Brokerage LLC in North Bergen, New Jersey, National Securities Corporation in Boca Raton, Florida, VFinance Investments, Inc. in Boca Raton, Florida, Schonfeld Securities, LLC in Jericho, New York, and Knight Securities, L.P. in Jersey City, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/01/2019 - Present
Velocity Clearing, LLC (Boca Raton FL)
NJ
04/19/2021 - 01/13/2023
TOR BROKERAGE LLC (NORTH BERGEN NJ)
FL
02/23/2018 - 04/01/2019
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
02/06/2004 - 02/24/2018
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
NY
04/03/2003 - 06/09/2003
SCHONFELD SECURITIES, LLC (JERICHO NY)
NJ
10/19/1999 - 04/12/2002
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
BC
Issued 03/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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