Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Gaudio is a financial advisor with over 27 years of experience in the industry. Joseph is a registered representative with LPL Financial LLC and has been with the firm since September 2006. Joseph specializes in providing financial planning and investment advice to individuals, families, and businesses. He is also a registered investment advisor and holds licenses in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/06/2006 - Present
LPL Financial LLC (VANCOUVER WA)
WA
06/01/2005 - 09/08/2006
AXA ADVISORS, LLC (CAMAS WA)
NY
02/25/1998 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
MO
09/20/1995 - 03/17/1998
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BOTH
Issued 03/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Gaudio is the right advisor for you? Invested Better is here to help.
