Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Galluzzo is an investment advisor representative with Stifel, Nicolaus & Company, Inc. based in Boston, Massachusetts. Joseph has over 40 years of experience in the financial services industry. He is licensed to sell securities in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/05/2014 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
02/21/2006 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MD
04/17/1997 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/31/1993 - 05/01/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
07/24/1980 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/26/1978 - 08/24/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/17/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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