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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Ficarra is an Investment Advisor Representative associated with Fidelity Personal And Workplace Advisors in Seattle, Washington. Joseph Anthony Ficarra has been in the securities industry since May 17, 2007. He is registered with the state of Washington as well as with the state of Texas as an Investment Advisor Representative. Joseph Anthony Ficarra has been a registered representative with the state of Washington since July 13, 2018 and has also been registered as an Investment Advisor Representative with the state of Texas since June 28, 2019. He is also a registered representative with FINRA. Joseph Anthony Ficarra has passed both the Series 7 and Series 66 examinations, and has completed the SIE exam. Fidelity Personal And Workplace Advisors manages over $818 billion in client assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SEATTLE WA)
WA
07/01/2014 - 02/03/2015
MORGAN STANLEY (BELLEVUE WA)
CA
01/09/1998 - 12/22/1999
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MO
09/18/1995 - 12/16/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 07/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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