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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Dimauro is an investment advisor representative and investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. in Grosse Pointe, MI. Joseph has been working in the industry since October 15, 2001. Prior to working at Merrill Lynch, Pierce, Fenner & Smith Inc., Joseph worked at Northern Trust Securities, Inc., FSC Securities Corporation, AllianceBernstein Investments, Inc., MFS Fund Distributors, Inc. and OppenheimerFunds Distributor, Inc. Joseph is licensed in 17 states, including Texas, Michigan, and Florida. Joseph is a graduate of the University of Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/10/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GROSSE POINTE MI)
MI
01/23/2012 - 02/25/2016
NORTHERN TRUST SECURITIES, INC. (BLOOMFIELD HILLS MI)
MI
12/23/2009 - 06/24/2011
FSC SECURITIES CORPORATION (GROSSE POINTE WOODS MI)
TN
02/21/2007 - 03/25/2009
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
MA
03/27/2006 - 02/07/2007
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
NY
01/01/1999 - 03/13/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 08/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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