Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Depaula is a financial advisor with UBS Financial Services Inc. Joseph has been in the industry since 1989 and has a broad range of experience working with clients across various industries. He has held prior positions with Comerica Securities, FIMCO Securities Group, Inc., Comerica Financial Services, Inc., Independence One Brokerage Services, Inc., Texas Commerce Equities, Inc., and First American National Securities, Inc. Joseph is registered with both the FINRA and the SEC. Joseph is licensed to provide investment advice in 24 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
10/01/1999 - Present
UBS Financial Services Inc. (HOUSTON TX)
MI
01/01/1995 - 11/01/1999
COMERICA SECURITIES (DETROIT MI)
WI
08/26/1994 - 12/31/1995
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
NA
08/15/1994 - 01/01/1995
COMERICA FINANCIAL SERVICES, INC.
MI
08/12/1992 - 08/03/1994
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
NA
04/24/1990 - 08/11/1992
TEXAS COMMERCE EQUITIES, INC.
GA
07/15/1987 - 07/14/1988
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 02/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Depaula is the right advisor for you? Invested Better is here to help.
