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Joseph Anthony Crispino

Aegis Capital Corp.

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About Joseph Anthony Crispino

Joseph Anthony Crispino is a financial advisor with over 27 years of experience in the industry. Joseph Anthony Crispino is currently registered with Aegis Capital Corp. and is licensed to provide financial advice in Arizona, California, Florida, Iowa, Louisiana, Maryland, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Wisconsin. Joseph Anthony Crispino has a strong track record of providing comprehensive financial planning and portfolio management services to a wide range of clients, including high-net-worth individuals, corporations, and pooled investment vehicles. Joseph Anthony Crispino's previous experience includes roles at National Securities Corporation, Newbridge Securities Corporation, LH Ross & Company, Inc., First Montauk Securities Corp., J.W. Barclay & Co., Inc., Solid ISG Capital Markets, LLC, Briarwood Investment Counsel, A.S. Goldmen & Co., Inc., and Hanover, Sterling & Company Ltd.

Firm Information

Joseph Crispino is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Crispino’s Registration & Firm History

NJ

08/05/2016 - Present

Aegis Capital Corp. (Red Bank NJ)

NJ

11/20/2012 - 08/08/2016

NATIONAL SECURITIES CORPORATION (RED BANK NJ)

NJ

10/22/2004 - 11/20/2012

NEWBRIDGE SECURITIES CORPORATION (RED BANK NJ)

FL

06/17/2004 - 12/17/2004

LH ROSS & COMPANY, INC. (BOCA RATON FL)

NJ

02/05/2001 - 06/18/2004

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NJ

11/02/1999 - 01/31/2001

J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)

NY

04/05/1999 - 10/14/1999

SOLID ISG CAPITAL MARKETS, LLC (NEW YORK NY)

NY

06/30/1997 - 03/20/1999

BRIARWOOD INVESTMENT COUNSEL (NEW YORK NY)

NJ

04/21/1995 - 06/26/1997

J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)

NJ

03/22/1994 - 11/01/1994

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

NY

09/29/1993 - 04/26/1994

HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Joseph Anthony Crispino. Review regulatory record here.
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