Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Cordi is a financial professional with over 30 years of experience in the securities industry. Currently, Joseph is registered with Aegis Capital Corp. Joseph has held previous roles with Advanced Equities, Inc., LAIDLAW & COMPANY (UK) LTD., SANDS BROTHERS & CO., LTD., J.W. BARCLAY & CO., INC., ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED, SHAMUS GROUP, INC., WHALE SECURITIES CO., L.P., LEHMAN BROTHERS INC., J. T. MORAN & CO., INC., J. W. GANT & ASSOCIATES, INC. and NORBAY SECURITIES INC. Joseph holds FINRA Series 63, SIE and Series 7 licenses and is registered in 38 states. Joseph provides financial planning, portfolio management for businesses, and portfolio management for individuals. Joseph's clients consist of high-net-worth individuals, corporations and other businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
12/18/2012 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
11/22/2006 - 11/19/2012
ADVANCED EQUITIES, INC. (NEW YORK NY)
NY
10/08/2004 - 11/27/2006
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
01/28/2000 - 10/29/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NJ
09/04/1997 - 02/18/2000
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NY
02/13/1997 - 09/09/1997
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED (NEW YORK NY)
NA
05/02/1996 - 03/14/1997
SHAMUS GROUP, INC.
NY
06/16/1993 - 05/15/1996
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
05/02/1989 - 07/01/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/12/1987 - 05/01/1989
J. T. MORAN & CO., INC.
NA
10/09/1986 - 11/18/1987
J. W. GANT & ASSOCIATES, INC.
NA
08/20/1985 - 10/14/1986
NORBAY SECURITIES INC.
BC
Issued 09/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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