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Joseph Anthony Conte

Natixis Securities Americas LLC

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About Joseph Anthony Conte

Joseph Conte has been in the financial services industry since April 2006. Joseph Conte is currently registered with Natixis Securities Americas LLC and has been since July 2022. Before Natixis Securities Americas LLC, Joseph Conte was registered with RBS Securities Inc. from December 2010 to December 2016.

Firm Information

Joseph Conte is currently registered with Natixis Securities Americas LLC. Natixis Securities Americas LLC is a Limited Liability Company formed in November 2009 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, providing investment services to a diverse range of clients.

Not reported

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Conte’s Registration & Firm History

NY

07/15/2022 - Present

Natixis Securities Americas LLC (NEW YORK NY)

CT

12/02/2010 - 12/22/2016

RBS SECURITIES INC. (STAMFORD CT)

NY

04/20/2007 - 12/03/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/25/1999 - 05/21/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

06/04/1998 - 07/01/1998

TASIN & COMPANY, INC. (HAUPPAUGE NY)

NY

06/27/1996 - 06/11/1998

THE J.B. SUTTON GROUP, LLC (MELVILLE NY)

NY

01/29/1996 - 06/27/1996

MONROE PARKER SECURITIES, INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 12/05/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/23/2011

Series 24 - General Securities Principal Examination

BC

Issued 02/19/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/09/2002

Series 3 - National Commodity Futures Examination

BC

Issued 07/21/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 01/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Anthony Conte.
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