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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Caputo is a financial advisor with Baltimore-Washington Financial Advisors. Joseph is a Certified Financial Planner and has over 15 years of experience in the financial services industry. Joseph has worked previously with both Wells Fargo Advisors, LLC and T. Rowe Price Investment Services, INC. Joseph specializes in providing financial advice to individuals, families, and businesses. He has experience in retirement planning, estate planning, and tax planning. Joseph holds a Series 6, 7, 9, 10, 31 and 63 licenses as well as the Series 65 license and is registered to provide investment advice in Maryland and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Tax preparation and tax planning, business succession planning, employer-sponsored retirement plan services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Flat project fees for retirement & estate planning
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2
MD
11/13/2015 - Present
Baltimore-Washington Financial Advisors (COLUMBIA MD)
MD
08/20/2007 - 09/18/2012
WELLS FARGO ADVISORS, LLC (ANNAPOLIS MD)
MD
08/01/2006 - 07/09/2007
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
IA
Issued 02/19/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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