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Joseph Anthony Buontempo

Parkland Securities, LLC

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About Joseph Anthony Buontempo

Joseph Anthony Buontempo is a securities professional with over 30 years of experience in the financial services industry. Joseph has been registered with Parkland Securities, LLC in Westfield, NJ since 2002. Prior to that, Joseph worked at Walnut Street Securities, Inc., North American Management, Inc., TFS Securities, Inc. and New England Securities. Joseph has successfully completed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Joseph is currently registered with the state of New Jersey to conduct securities business.

Firm Information

Joseph Buontempo is currently registered with Parkland Securities, LLC. Parkland Securities, LLC is a Limited Liability Company formed in 2001. The firm is registered in 53 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Buontempo’s Registration & Firm History

NJ

02/09/2002 - Present

Parkland Securities, LLC (WESTFIELD NJ)

CA

04/03/1997 - 02/09/2002

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

CA

06/01/1996 - 06/12/1996

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

SD

03/08/1996 - 06/01/1996

NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)

NJ

06/22/1994 - 12/14/1995

TFS SECURITIES, INC. (LINCROFT NJ)

NY

08/05/1992 - 08/10/1993

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

06/17/1991 - 10/31/1991

NEW ENGLAND SECURITIES (NEW YORK NY)

DE

09/23/1986 - 06/05/1991

PML SECURITIES COMPANY (NEWARK DE)

NA

09/20/1984 - 12/13/1988

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Joseph Anthony Buontempo. Review regulatory record here.
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