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Joseph Anthony Brigandi

Citadel Securities LLC

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About Joseph Anthony Brigandi

Joseph Anthony Brigandi is a financial professional with over two decades of experience in the industry. He is currently registered with Citadel Securities LLC and has previously been registered with Van Der Moolen Specialists USA, LLC. Joseph Anthony Brigandi holds the Series 21 and 25 exams, along with the Series 14A (Compliance Official Specialist Exam). He is also a registered principal with the firm.

Firm Information

Joseph Brigandi is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Brigandi’s Registration & Firm History

NY

11/01/2016 - Present

Citadel Securities LLC (New York NY)

NY

09/13/2000 - 06/22/2007

VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/2017

Series 14A - Compliance Official Specialist Exam

BC

Issued 11/20/2003

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 01/15/2003

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Joseph Anthony Brigandi. Review regulatory record here.
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