Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Angelo Pardi is an active financial advisor currently registered with Janney Montgomery Scott LLC in Boca Raton, FL. Joseph Angelo Pardi is a seasoned professional with over 40 years of experience in the financial services industry, having previously been registered with firms such as CIBC World Markets Corp., Twenty-First Securities Corporation, Rooney, Pace Inc., D. H. Blair & Co., Inc., Oppenheimer & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch, Pierce, Fenner & Smith, Inc., Dean Witter & Co. Incorporated, and Dupont Walston, Incorporated. He is licensed to conduct securities business in multiple states, including Florida, Georgia, Indiana, Kentucky, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Vermont. Joseph Angelo Pardi holds both Series 7 and Series 65 licenses, along with other industry designations. His expertise encompasses a wide range of financial services, including investment advice, financial planning, portfolio management, and pension consulting. He is dedicated to providing personalized financial solutions to meet his clients' diverse needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
11/07/2024 - Present
Janney Montgomery Scott LLC (Boca Raton FL)
NY
07/29/1991 - 10/02/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/07/1987 - 08/05/1991
TWENTY-FIRST SECURITIES CORPORATION (NEW YORK NY)
NA
04/17/1985 - 06/19/1986
ROONEY, PACE INC.
NA
01/20/1984 - 04/26/1985
D. H. BLAIR & CO., INC.
NA
08/22/1980 - 01/23/1984
OPPENHEIMER & CO., INC.
NA
09/26/1978 - 09/21/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
11/26/1974 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
03/06/1974 - 12/01/1974
DEAN WITTER & CO. INCORPORATED
NA
08/01/1973 - 06/10/1974
DUPONT WALSTON, INCORPORATED
IA
Issued 08/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1990
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/24/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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