Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Andrew Scotto is a financial advisor registered with Raymond James & Associates, Inc. Joseph has over 30 years of experience in the financial services industry. Joseph has passed numerous securities exams including the Series 3, Series 6, Series 7, Series 22 and the SIE exam. Joseph's current employment with Raymond James & Associates, Inc. began in 2017 and is currently active. In previous roles, Joseph has worked at Raymond James Financial Services, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc. and CIGNA Securities, Inc. Joseph is licensed in 21 states and 1 district.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/15/2018 - Present
Raymond James & Associates, Inc. (Garden City NY)
NY
09/18/2009 - 07/27/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (GARDEN CITY NY)
NY
06/01/2009 - 10/15/2009
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
08/21/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/01/1983 - 08/10/1984
CIGNA SECURITIES, INC.
BC
Issued 11/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1984
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/28/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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