Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Andrew Niggel is a financial advisor with Piper Sandler & Co., where he has been employed since November 14, 2012. Joseph has over 28 years of experience in the financial industry. Before joining Piper Sandler & Co., Joseph worked at Southwest Securities, INC., UBS Securities LLC, UBS Financial Services INC., Morgan Keegan & Company, INC., J.C. Bradford & Co., and First Union Capital Markets CORP. Joseph is a registered representative in North Carolina. He holds a Series 63, Series 50, Series 52, and SIE license. Joseph specializes in financial and investment services for state or municipal government entities and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/14/2012 - Present
Piper Sandler & Co. (CHARLOTTE NC)
NC
06/26/2008 - 11/13/2012
SOUTHWEST SECURITIES, INC. (CHARLOTTE NC)
NC
01/16/2006 - 06/18/2008
UBS SECURITIES LLC (CHARLOTTE NC)
NC
05/09/2001 - 01/16/2006
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
TN
07/24/2000 - 04/26/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
12/23/1999 - 08/10/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NC
02/02/1998 - 03/26/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
06/09/1997 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
01/11/1995 - 06/25/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 09/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/09/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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