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Joseph Andrew MacFarlane

KEY Investment Services LLC

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About Joseph Andrew MacFarlane

Joseph Andrew MacFarlane is a financial advisor with over 29 years of experience in the financial services industry. Joseph is currently registered with Key Investment Services LLC as a Registered Representative and Investment Adviser Representative. Joseph has been registered with the firm since January 25, 2022. Previously, Joseph worked at C. L. King & Associates, Inc. from June 22, 2007, to May 26, 2020. Joseph has also worked at First Albany Capital Inc. and Smith Barney, Harris Upham & Co., Incorporated. Joseph holds the Series 7, 63, and 66 securities licenses. Joseph specializes in providing financial planning and portfolio management for individuals and selection of other advisors.

Firm Information

Joseph MacFarlane is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph MacFarlane’s Registration & Firm History

OH

01/25/2022 - Present

KEY Investment Services LLC (BROOKLYN OH)

NY

06/22/2007 - 05/26/2020

C. L. KING & ASSOCIATES, INC. (ALBANY NY)

NY

06/29/1993 - 06/28/2007

FIRST ALBANY CAPITAL INC. (ALBANY NY)

NY

08/06/1992 - 06/01/1993

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/24/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/10/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Andrew MacFarlane.
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