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Joseph Andrew Houghton

Zions Direct, Inc.

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About Joseph Andrew Houghton

Joseph Andrew Houghton is a financial professional based in Houston, Texas. He is currently registered with Zions Direct, Inc. Joseph has been in the industry since 2005. He holds Series 7 and SIE licenses. Previously, Joseph was employed at BOSC, INC. in Tulsa, Oklahoma and J.P. MORGAN SECURITIES INC. in New York, New York.

Firm Information

Joseph Houghton is currently registered with Zions Direct, Inc.. Zions Direct, Inc. is a Corporation that was formed on February 7, 1986. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been involved in 4 Regulatory Events and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Houghton’s Registration & Firm History

TX

03/11/2015 - Present

Zions Direct, Inc. (Houston TX)

OK

07/19/2007 - 12/07/2012

BOSC, INC. (TULSA OK)

NY

02/14/2002 - 12/06/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Andrew Houghton.
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