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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Andrew Haynes is a financial advisor with over 40 years of experience in the industry. Joseph Andrew Haynes has been registered with UBS Financial Services Inc. since January 2006. Previously, Joseph Andrew Haynes was registered with Salomon Smith Barney Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, L. F. Rothschild, Unterberg, Towbin, Hornblower, Weeks, Noyes & Trask Incorporated, Spencer Trask & Co. Incorporated, and Hugh Johnson & Company Inc.. Joseph Andrew Haynes holds several licenses and designations, including Series 7, Series 63, Series 65 and Series 5. Joseph Andrew Haynes is registered in several states, including Texas, New Jersey, New York, and several others. Joseph Andrew Haynes specializes in providing financial advice to individuals, corporations, and other businesses. Joseph Andrew Haynes also offers a variety of financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/09/1998 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NY
07/31/1993 - 10/27/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/07/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/28/1980 - 03/07/1988
E. F. HUTTON & COMPANY INC
NA
11/09/1977 - 06/28/1980
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
05/05/1977 - 11/03/1977
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
03/04/1977 - 05/05/1977
SPENCER TRASK & CO. INCORPORATED
NA
01/18/1973 - 02/27/1977
HUGH JOHNSON & COMPANY INC.
NA
08/27/1970 - 01/08/1973
C. B. RICHARD, ELLIS & CO.
IA
Issued 04/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/09/1980
PC - AMEX Put and Call Exam
BC
Issued 10/07/1968
Series 000 - General Securities Principal Examination
BC
Issued 10/07/1968
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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