Unclaimed
Joseph Andrew Hanczor is a financial advisor with Sami Brokerage LLC in Stamford, Connecticut. Joseph has been in the industry since 2008 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Joseph holds Series 63, 14 and 24 licenses and is registered in 15 states, including Connecticut, New York, California, Texas and Florida. Joseph previously worked at PALI CAPITAL, INC. in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/03/2009 - Present
Sami Brokerage LLC (STAMFORD CT)
NY
09/22/2006 - 05/15/2008
PALI CAPITAL, INC. (NEW YORK NY)
BC
Issued 10/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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