linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Andrew Guzzi

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Andrew Guzzi

Joseph Guzzi is a financial advisor with over 17 years of experience in the industry. Joseph is currently registered with Scotia Capital (usa) Inc., located in New York, NY. Before joining Scotia Capital (usa) Inc. Joseph was previously registered with Jefferies LLC, Amherst Pierpont, Guggenheim Securities, LLC, and Newedge USA, LLC. Joseph is licensed in all 50 states and is a Series 7, Series 63, and SIE licensed professional.

Firm Information

Joseph Guzzi is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Guzzi’s Registration & Firm History

NY

06/14/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

02/25/2021 - 06/20/2023

JEFFERIES LLC (NEW YORK NY)

NY

01/30/2017 - 02/25/2021

AMHERST PIERPONT (NEW YORK NY)

NY

02/28/2012 - 01/12/2017

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

11/17/2010 - 02/23/2012

NEWEDGE USA, LLC (NEW YORK NY)

NY

01/20/2009 - 11/12/2010

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

09/22/2008 - 10/27/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/27/2005 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

Not sure if Joseph Andrew Guzzi is right for you?

Licenses & Designations

BC

Issued 09/28/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Andrew Guzzi.
Not sure if Joseph Andrew Guzzi is right for you?