Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Giardano is an investment advisor representative, registered with Prospera Financial Services, Inc. Joseph has been in the financial industry since October 2009. Joseph has registrations in a number of states including Alabama, Arkansas, California, Colorado, Florida, Georgia, Illinois, Iowa, Louisiana, Maine, Mississippi, Missouri, New Hampshire, Oklahoma, South Carolina, Texas, and Washington. Joseph is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
09/21/2023 - Present
Prospera Financial Services, Inc. (Dallas TX)
TX
09/10/2022 - 10/13/2023
GOLDMAN SACHS & CO. LLC (Irving TX)
TX
09/01/2023 - 10/12/2023
HILLTOP SECURITIES INC. (DALLAS TX)
TX
09/04/2020 - 11/02/2020
GOLDMAN SACHS & CO. LLC (Irving TX)
TX
11/01/2017 - 09/03/2020
CETERA ADVISOR NETWORKS LLC (IRVING TX)
TX
06/23/2014 - 11/01/2017
GIRARD SECURITIES, INC. (HOUSTON TX)
TX
11/12/2012 - 06/04/2014
WELLS FARGO ADVISORS, LLC (DALLAS TX)
TX
10/05/2012 - 11/06/2012
INSTITUTIONAL SECURITIES CORPORATION (DALLAS TX)
TX
10/16/2009 - 10/09/2012
MML INVESTORS SERVICES, LLC (DALLAS TX)
BOTH
Issued 11/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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