Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Andrew Brettell is a financial advisor with State Street Global Markets, LLC. Joseph has over 3 years of experience in the financial industry. Joseph holds the Series 3, 4, 7, 52, 53, 57, and 63 licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Joseph is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Prior to joining State Street Global Markets, LLC, Joseph worked at BARCLAYS CAPITAL INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/22/2022 - Present
State Street Global Markets, LLC (BOSTON MA)
NY
03/19/2021 - 05/05/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 04/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/13/2022
Series 4 - Registered Options Principal Examination
BC
Issued 12/08/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/10/2022
Series 57TO - Securities Trader Exam
BC
Issued 04/29/2022
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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