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Joseph Andrew Beltran

Charles Schwab & CO., Inc.

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About Joseph Andrew Beltran

Joseph Beltran is a financial professional with over 30 years of experience in the industry. Joseph is currently registered with Charles Schwab & Co., Inc. in Los Altos, CA. Joseph has also previously worked with CHARLES SCHWAB & CO., INC. in Los Gatos, CA. and Lehman Brothers Inc. in New York, NY. Joseph is licensed in California as a Series 63, Series 7, Series 3, Series 9, and Series 10.

Firm Information

Joseph Beltran is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Joseph Beltran’s Registration & Firm History

CA

02/19/2021 - Present

Charles Schwab & CO., Inc. (Los Altos CA)

CA

02/13/1992 - 11/26/2019

CHARLES SCHWAB & CO., INC. (Los Gatos CA)

NY

12/21/1989 - 02/13/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/28/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

BC

Issued 10/12/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Andrew Beltran.
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