Unclaimed
Joseph Amil Osha is a Financial Advisor associated with Guggenheim Securities, LLC. Joseph has been in the securities industry for 22 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/13/2021 - Present
Guggenheim Securities, LLC (SAN FRANCISCO CA)
CA
06/10/2016 - 04/14/2021
JMP SECURITIES LLC (SAN FRANCISCO CA)
CA
09/23/1997 - 11/21/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
BC
Issued 08/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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