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Joseph Amil Osha

Guggenheim Securities, LLC

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About Joseph Amil Osha

Joseph Amil Osha is a Financial Advisor associated with Guggenheim Securities, LLC. Joseph has been in the securities industry for 22 years.

Firm Information

Joseph Osha is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Osha’s Registration & Firm History

CA

04/13/2021 - Present

Guggenheim Securities, LLC (SAN FRANCISCO CA)

CA

06/10/2016 - 04/14/2021

JMP SECURITIES LLC (SAN FRANCISCO CA)

CA

09/23/1997 - 11/21/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 08/18/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Amil Osha.
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