Unclaimed
Joseph Aloysius Spencer is a financial advisor currently registered with Hornor, Townsend & Kent, LLC. Joseph has been in the financial industry since 1975 and is licensed in several states. Spencer's career began with G.R. Phelps & Co., Inc. and then moved to Financial Network Investment Corporation, followed by 1717 Capital Management Company, where he was based in Newark, DE. He specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NJ
02/04/2002 - Present
Hornor, Townsend & Kent, LLC (CEDAR KNOLLS NJ)
DE
09/14/1995 - 02/14/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
CA
08/22/1995 - 08/31/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
10/28/1975 - 08/15/1995
G. R. PHELPS & CO., INC.
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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