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Joseph Allen Nugent

Arkadios Capital

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About Joseph Allen Nugent

Joseph Nugent is a financial advisor with Arkadios Capital, based in Atlanta, Georgia. Joseph has been in the industry since September 1, 2000 and holds a number of licenses including Series 6, 7, 24 and 63. Joseph is registered in 29 states. Nugent has extensive experience in the financial services industry and is committed to providing personalized financial advice to individuals and families.

Firm Information

Joseph Nugent is currently registered with Arkadios Capital. Arkadios Capital is a Limited Liability Company that was formed in 2015 and is registered in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Nugent’s Registration & Firm History

GA

08/01/2019 - Present

Arkadios Capital (Atlanta GA)

GA

07/01/2013 - 08/09/2019

CONCORDE INVESTMENT SERVICES, LLC (SUWANEE GA)

FL

01/22/2013 - 06/13/2013

THE O.N. EQUITY SALES COMPANY (NAPLES FL)

CO

06/01/2010 - 10/18/2012

NORTHSTAR REALTY SECURITIES, LLC (GREENWOOD VILLAGE CO)

CO

04/20/2010 - 05/28/2010

NRF CAPITAL MARKETS, LLC (GREENWOOD VILLAGE CO)

CO

04/06/2010 - 05/28/2010

WELTON STREET INVESTMENTS LLC (ENGLEWOOD CO)

IL

03/04/2005 - 02/04/2010

INLAND SECURITIES CORPORATION (OAK BROOK IL)

GA

06/08/2000 - 02/11/2005

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

PA

01/24/2000 - 05/11/2000

DIRECTED SERVICES, INC. (WEST CHESTER PA)

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Licenses & Designations

BC

Issued 03/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2002

Series 7 - General Securities Representative Examination

BC

Issued 01/21/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Allen Nugent.
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