Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Destephan has been working in the financial industry since November 1992. Joseph currently works at FHN Financial Securities Corp. in Fort Lauderdale, Florida. Previously, Joseph was registered with Barclays Capital Inc., Lehman Brothers Inc., Prudential Securities Incorporated and Smith Barney Inc.. Joseph has a broad range of experience with a focus in securities and commodities. Joseph is a Series 3, 7, 63 and 65 licensed professional, as well as holding the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/23/2012 - Present
FHN Financial Securities Corp. (Fort Lauderdale FL)
FL
07/15/2004 - 08/07/2012
BARCLAYS CAPITAL INC. (MIAMI FL)
NY
11/19/1997 - 07/06/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/19/1994 - 11/18/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/03/1992 - 06/08/1994
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1995
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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