Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Allan Ewing is a financial professional with over 30 years of experience in the industry. He is currently registered with Southeast Investments, N.c., Inc. and has been with the firm since 2006, previously working in various roles for the firm. Joseph has held previous roles with a variety of firms including High Mark Securities, Inc., ProEquities, Inc. and Mutual of Omaha Investor Services, Inc. Joseph Allan Ewing holds Series 1, 7, 24, 63, and SIE licenses and is a registered investment advisor in North Carolina and South Carolina. Joseph's specializations include investments, financial planning, portfolio management, and selecting other advisors. He provides a variety of services to his clients, including financial planning, portfolio management, and selection of other advisors. Joseph Allan Ewing and Southeast Investments, N.c., Inc. offer products as a broker-dealer on a commission basis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Offer products as a b/d on a commission basis
1
2
NC
01/14/2011 - Present
Southeast Investments, N.c., Inc. (CHARLOTTE NC)
NC
05/10/2006 - 06/18/2010
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
FL
03/02/2004 - 10/21/2004
HIGH MARK SECURITIES, INC. (LAKELAND FL)
AL
04/16/2001 - 02/18/2004
PROEQUITIES, INC. (BIRMINGHAM AL)
TX
06/30/1999 - 03/08/2000
SUMMIT TRADING, INC. (HOUSTON TX)
NY
12/01/1998 - 06/28/1999
ON-LINE INVESTMENT SERVICES, INC. (NEW YORK NY)
TX
11/14/1997 - 10/07/1998
BLOCK TRADING INC. (HOUSTON TX)
NE
10/03/1996 - 09/30/1997
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NE
06/01/1993 - 10/04/1994
SECURITIES AMERICA, INC. (LAVISTA NE)
NC
08/30/1990 - 05/29/1991
KINGSTON RESOURCES,INC. (CHARLOTTE NC)
NA
12/16/1986 - 06/22/1988
SCEPTER SECURITIES, INC.
NA
08/06/1984 - 02/12/1986
HI SECURITIES, INC.
NA
05/21/1982 - 08/20/1984
WADDELL & REED, INC.
NA
09/25/1980 - 06/28/1982
MARION BASS SECURITIES CORPORATION
NA
07/01/1980 - 09/25/1980
MARION SECURITIES CORPORATION
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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