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Joseph Allan Chee

Cetera Investment Services LLC

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About Joseph Allan Chee

Joseph Chee is a financial professional with over 16 years of experience in the industry. Joseph is currently registered with Cetera Investment Services LLC in Kahului, HI. Previously, Joseph was affiliated with CUSO FINANCIAL SERVICES, L.P. Joseph's experience includes a broad range of financial products and services, including investment company products and variable contracts. Joseph holds the Series 6, Series 26 and Series 63 licenses. Joseph is also a registered representative in Hawaii.

Firm Information

Joseph Chee is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Chee’s Registration & Firm History

HI

03/28/2024 - Present

Cetera Investment Services LLC (Kahului HI)

HI

03/11/2019 - 03/28/2024

CUSO FINANCIAL SERVICES, L.P. (Kahului HI)

HI

04/18/2017 - 08/23/2018

CETERA INVESTMENT SERVICES LLC (KAHULUI HI)

HI

07/02/2014 - 04/27/2017

LPL FINANCIAL LLC (WAILUKU HI)

HI

01/12/2005 - 06/20/2012

PFS INVESTMENTS INC. (KAHULUI HI)

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Licenses & Designations

BC

Issued 01/27/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/23/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joseph Allan Chee. Review regulatory record here.
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