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Joseph Alexander Schlim

Long Neck Services LLC

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About Joseph Alexander Schlim

Joseph Alexander Schlim is a financial professional with over 20 years of experience in the industry. Joseph is currently registered with Long Neck Services LLC in Darien, Connecticut. He is also a Registered Representative and has a Series 7, Series 24, Series 27, Series 28, and Series 63 license. Previously, Joseph was employed by FBV Capital Advisors, Inc. in New York, NY, Valcour Securities LLC in Stamford, CT, Aladdin Capital LLC in Stamford, CT, Donaldson, Lufkin & Jenrette Securities Corporation in Jersey City, NJ, and J.P. Morgan Securities Inc. in New York, NY.

Firm Information

Joseph Schlim is currently registered with Long Neck Services LLC. Long Neck Services LLC is a Limited Liability Company formed in Connecticut on January 2, 2015.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Schlim’s Registration & Firm History

CT

12/01/2018 - Present

Long Neck Services LLC (Darien CT)

NY

12/03/2012 - 12/31/2013

FBV CAPITAL ADVISORS, INC. (NEW YORK NY)

CT

11/03/2010 - 11/28/2012

VALCOUR SECURITIES LLC (STAMFORD CT)

CT

06/30/2000 - 02/27/2009

ALADDIN CAPITAL LLC (STAMFORD CT)

NJ

10/29/1997 - 05/08/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

08/09/1994 - 11/03/1997

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/06/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2018

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 08/08/2018

Series 24 - General Securities Principal Examination

BC

Issued 02/08/2006

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/18/2004

Series 4 - Registered Options Principal Examination

BC

Issued 01/30/2020

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Alexander Schlim. Review regulatory record here.
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