Unclaimed
Joseph Alexander Schlim is a financial professional with over 20 years of experience in the industry. Joseph is currently registered with Long Neck Services LLC in Darien, Connecticut. He is also a Registered Representative and has a Series 7, Series 24, Series 27, Series 28, and Series 63 license. Previously, Joseph was employed by FBV Capital Advisors, Inc. in New York, NY, Valcour Securities LLC in Stamford, CT, Aladdin Capital LLC in Stamford, CT, Donaldson, Lufkin & Jenrette Securities Corporation in Jersey City, NJ, and J.P. Morgan Securities Inc. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/01/2018 - Present
Long Neck Services LLC (Darien CT)
NY
12/03/2012 - 12/31/2013
FBV CAPITAL ADVISORS, INC. (NEW YORK NY)
CT
11/03/2010 - 11/28/2012
VALCOUR SECURITIES LLC (STAMFORD CT)
CT
06/30/2000 - 02/27/2009
ALADDIN CAPITAL LLC (STAMFORD CT)
NJ
10/29/1997 - 05/08/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
08/09/1994 - 11/03/1997
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 07/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2018
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 08/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/18/2004
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Schlim is the right advisor for you? Invested Better is here to help.