Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Alexander Oaks is a financial professional with over 11 years of experience in the industry. Joseph is currently registered with Fidelity Brokerage Services LLC and holds the Series 7 and Series 63 licenses. Joseph has previously been registered with CITIGROUP GLOBAL MARKETS INC. and has worked in the Florence, Kentucky area. Joseph is licensed to sell securities in 53 states. Joseph has passed the SIE exam, which is a requirement for all new entrants into the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/27/2008 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
06/13/2007 - 01/17/2008
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
BC
Issued 07/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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