Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Alexander Lipe is a financial advisor at Robert W. Baird & Co. Inc. with over 30 years of experience in the industry. Joseph has a wide range of experience in financial services, having previously worked at Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., J.C. Bradford & Co., and Hornblower & Weeks - Hemphill, Noyes Incorporated. Joseph is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, SIE, PC, and 1 licenses, in addition to Series 63 and 65 registrations. Joseph is also a member of the Investment Committee for the Randall B. Terry Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
02/15/2013 - Present
Robert W. Baird & Co. Inc. (Charlotte NC)
NC
06/01/2009 - 03/04/2013
MORGAN STANLEY (CHARLOTTE NC)
NC
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/23/1976 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
11/05/1973 - 03/25/1976
J.C. BRADFORD & CO.
NA
06/01/1970 - 12/10/1973
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 04/24/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/1973
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 05/22/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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