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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Alexander Kelly is an investment professional with over 15 years of experience in the financial industry. Joseph has a wide range of expertise, including investment advisory, brokerage, and principal oversight. Joseph has held positions with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009 and is currently registered as a Registered Representative in Florida. Joseph has a proven track record of success in providing comprehensive financial solutions to a diverse clientele, including individuals, businesses, and institutions. Joseph's commitment to excellence and client satisfaction is evident in his extensive experience and certifications, which include the Series 7, Series 9, Series 10, Series 24, Series 53, Series 63, Series 65, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/24/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
FL
10/23/2009 - 12/17/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
RI
04/29/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
IA
Issued 07/23/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/11/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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