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Joseph Alexander Houben

Fidelity Brokerage Services LLC

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About Joseph Alexander Houben

Joseph Alexander Houben is a financial professional with Fidelity Brokerage Services LLC. Joseph has been in the financial industry since March 2021 and is registered with the state of Kentucky and 52 other states and the Financial Industry Regulatory Authority (FINRA).

Firm Information

Joseph Houben is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Houben’s Registration & Firm History

KY

03/10/2021 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 03/19/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/10/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/03/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Alexander Houben.
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