Unclaimed
Joseph Alexander Cuozzi is an investment advisor representative at Private Advisor Group, LLC, based in Morristown, NJ. Joseph has been in the securities industry since September 2004. Joseph is registered with the state of Texas as a registered investment advisor. Joseph is also registered with the states of Massachusetts, Arkansas, California, Colorado, Connecticut, Florida, Maine, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, South Dakota, Virginia, and Wisconsin. Joseph is a Series 63, 65, 7, and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/26/2024 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
NY
02/28/2008 - 06/06/2008
FTAM FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
05/14/2007 - 02/28/2008
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
ME
02/23/2006 - 05/11/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
NY
12/17/2002 - 01/17/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
05/28/1997 - 10/29/2001
SELIGMAN ADVISORS, INC. (BOSTON MA)
BC
Issued 05/07/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/31/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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