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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Aldo Cappello is a financial advisor with LPL Financial LLC. Joseph has been in the industry since 2002. Joseph has a Series 7, Series 6, and Series 63 license as well as a Series 26. Joseph is registered with the state of New York, Florida, Georgia, Illinois, North Carolina, Pennsylvania, Texas, and Arizona. Joseph is also registered with the state of Texas as an investment advisor representative. Joseph has experience working with clients in the financial services industry. Joseph offers a variety of services, including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/13/2019 - Present
LPL Financial LLC (ROCHESTER NY)
MA
04/06/2009 - 08/24/2009
METLIFE SECURITIES INC. (SPRINGFIELD MA)
IL
02/09/1999 - 07/14/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 04/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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