Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Saracco is an investment advisor representative with First Trust Advisors LP. Joseph has over 10 years of experience in the financial services industry. Joseph holds Series 63, 65, 66, 7 and SIE securities licenses. Prior to joining First Trust Advisors LP, Joseph worked at PIONEER FUNDS DISTRIBUTOR, INC. and FIDELITY BROKERAGE SERVICES LLC. Joseph specializes in providing financial advice to high-net-worth individuals, pooled investment vehicles, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
12/17/2019 - Present
First Trust Advisors LP (WHEATON IL)
MA
10/30/2012 - 05/29/2014
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
03/01/2010 - 10/31/2012
FIDELITY BROKERAGE SERVICES LLC (FRAMINGHAM MA)
BOTH
Issued 01/09/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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